REYKER SECURITIES PLC

In Special Administration ("Reyker")

URGENT ACTION REQUIRED BY CLIENTS - THIRD AND FINAL FORMAL NOTICE

This is an urgent message for Clients of Reyker who held a Client Money balance as at 8 October 2019, being the date of the special administration, and who have not yet submitted a claim.

As previously communicated to Clients, the Joint Special Administrators (“JSAs”) are providing notice that they intend to close the Client Money Pool (“CMP”) later this calendar year and to no longer treat unclaimed Client Money balances as Client Money.  This is the third and final formal notice of such pursuant to the FCA’s CASS Rules.

The effect of the CMP being closed by the JSAs is that any Client Money held for a Client who has not submitted a claim by the time of closure, will cease to be held as Client Money for that Client and will instead be set off against the costs of distributing the CMP.  This will mean you will lose your ownership rights to claim your share of Client Money from the CMP if you do not submit your claim as soon as possible.

Any Client who has not submitted a claim by the closure will, as a result, only have an unsecured claim against Reyker. At present, it is anticipated there will be no return for unsecured creditors.

The JSAs therefore invite and strongly encourage Clients who have not yet submitted a Client Money claim to submit their claim to Client Money as soon as possible and prior to the closure of the CMP.

The easiest way for Clients to do this is by contacting Client Services on 0800 048 9512 or clientservices@reyker.com.

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